Opportunity ID: 310984

General Information

Document Type: Grants Notice
Funding Opportunity Number: DE-FOA-0001975
Funding Opportunity Title: FY 2019 SBIR/STTR Phase II Release 1
Opportunity Category: Discretionary
Opportunity Category Explanation:
Funding Instrument Type: Grant
Category of Funding Activity: Science and Technology and other Research and Development
Category Explanation:
Expected Number of Awards: 86
Assistance Listings: 81.049 — Office of Science Financial Assistance Program
Cost Sharing or Matching Requirement: No
Version: Synopsis 3
Posted Date: Dec 10, 2018
Last Updated Date: Dec 10, 2018
Original Closing Date for Applications: Jan 29, 2019
Current Closing Date for Applications: Jan 29, 2019
Archive Date: Feb 28, 2019
Estimated Total Program Funding: $104,000,000
Award Ceiling: $1,000,000
Award Floor: $1

Eligibility

Eligible Applicants: Unrestricted (i.e., open to any type of entity above), subject to any clarification in text field entitled “Additional Information on Eligibility”
Additional Information on Eligibility: Only the following two groups are eligible to apply for an Initial Phase II grant under this FOA:1. Currently active DOE SBIR or STTR Phase I grantees with grants resulting from FOA DE-FOA-0001770; or2. Currently active SBIR or STTR Phase I grantees that (a) received the Federal Phase I award in Federal FY 2018, (b) have received a written determination from the Director of the SBIR/STTR Programs Office that the topic under which they received funding is the same as the topic in FOA DE-FOA-0001770, and (c) are not submitting a Phase II application based on the award described in (a) to another Federal agency.* To be eligible for an initial Phase II award, applicants must have completed their Phase I period of performance prior to the grant start date listed in this FOA. Phase I grantees are cautioned not to request no cost extensions to their Phase I awards beyond this date.

Additional Information

Agency Name: Office of Science
Description:

The DOE invites eligible Phase I and Phase II grantees to apply for Phase II grants (both initial and sequential) under this Funding Opportunity Announcement (FOA). Topic descriptions for this FOA can be found on the DOE SBIR/STTR web site at http://science.energy.gov/sbir/funding-opportunities/.

The purpose of an Initial Phase II grant is to perform the research and development (R&D) required to meet the DOE objectives stated in the topic and subtopic of the Phase I FOA. In addition, it is intended that the small business grantee would be in a position to pursue commercial applications of the R&D at the end of Phase II. In many cases, Phase II results in a prototype, product, or a working process that can be demonstrated to a potential investor or customer (either in the private sector or in the Federal government, including the DOE).

The purpose of the Phase IIA grant is to allow the grantee to complete the R&D associated with initial prototype, product, or process development. The review criteria (see SECTION V.A.) for Phase IIA applications will be the same as for Initial Phase II grants submitted to this FOA.

The purpose of the Phase IIB grant is to assist the grantee in transitioning the innovation towards commercialization. The review criteria for Phase IIB awards (see SECTION V.A.) will be different from both Initial Phase II and Phase IIA applications submitted to this FOA. The review of Phase IIB applications will place greater emphasis on impact and applicants are expected to demonstrate a well-planned path to commercialization as evidenced in commercialization activities conducted in parallel with or after Phase IIB R&D.

Link to Additional Information: sbir/sttr website
Grantor Contact Information: If you have difficulty accessing the full announcement electronically, please contact:

Carl Hebron

Program Manager

Phone 301-903-5707
Email:sbir-sttr@science.doe.gov

Version History

Version Modification Description Updated Date
Dec 10, 2018

DISPLAYING: Synopsis 3

General Information

Document Type: Grants Notice
Funding Opportunity Number: DE-FOA-0001975
Funding Opportunity Title: FY 2019 SBIR/STTR Phase II Release 1
Opportunity Category: Discretionary
Opportunity Category Explanation:
Funding Instrument Type: Grant
Category of Funding Activity: Science and Technology and other Research and Development
Category Explanation:
Expected Number of Awards: 86
Assistance Listings: 81.049 — Office of Science Financial Assistance Program
Cost Sharing or Matching Requirement: No
Version: Synopsis 3
Posted Date: Dec 10, 2018
Last Updated Date: Dec 10, 2018
Original Closing Date for Applications: Jan 29, 2019
Current Closing Date for Applications: Jan 29, 2019
Archive Date: Feb 28, 2019
Estimated Total Program Funding: $104,000,000
Award Ceiling: $1,000,000
Award Floor: $1

Eligibility

Eligible Applicants: Unrestricted (i.e., open to any type of entity above), subject to any clarification in text field entitled “Additional Information on Eligibility”
Additional Information on Eligibility: Only the following two groups are eligible to apply for an Initial Phase II grant under this FOA:1. Currently active DOE SBIR or STTR Phase I grantees with grants resulting from FOA DE-FOA-0001770; or2. Currently active SBIR or STTR Phase I grantees that (a) received the Federal Phase I award in Federal FY 2018, (b) have received a written determination from the Director of the SBIR/STTR Programs Office that the topic under which they received funding is the same as the topic in FOA DE-FOA-0001770, and (c) are not submitting a Phase II application based on the award described in (a) to another Federal agency.* To be eligible for an initial Phase II award, applicants must have completed their Phase I period of performance prior to the grant start date listed in this FOA. Phase I grantees are cautioned not to request no cost extensions to their Phase I awards beyond this date.

Additional Information

Agency Name: Office of Science
Description:

The DOE invites eligible Phase I and Phase II grantees to apply for Phase II grants (both initial and sequential) under this Funding Opportunity Announcement (FOA). Topic descriptions for this FOA can be found on the DOE SBIR/STTR web site at http://science.energy.gov/sbir/funding-opportunities/.

The purpose of an Initial Phase II grant is to perform the research and development (R&D) required to meet the DOE objectives stated in the topic and subtopic of the Phase I FOA. In addition, it is intended that the small business grantee would be in a position to pursue commercial applications of the R&D at the end of Phase II. In many cases, Phase II results in a prototype, product, or a working process that can be demonstrated to a potential investor or customer (either in the private sector or in the Federal government, including the DOE).

The purpose of the Phase IIA grant is to allow the grantee to complete the R&D associated with initial prototype, product, or process development. The review criteria (see SECTION V.A.) for Phase IIA applications will be the same as for Initial Phase II grants submitted to this FOA.

The purpose of the Phase IIB grant is to assist the grantee in transitioning the innovation towards commercialization. The review criteria for Phase IIB awards (see SECTION V.A.) will be different from both Initial Phase II and Phase IIA applications submitted to this FOA. The review of Phase IIB applications will place greater emphasis on impact and applicants are expected to demonstrate a well-planned path to commercialization as evidenced in commercialization activities conducted in parallel with or after Phase IIB R&D.

Link to Additional Information: sbir/sttr website
Grantor Contact Information: If you have difficulty accessing the full announcement electronically, please contact:

Carl Hebron

Program Manager

Phone 301-903-5707
Email:sbir-sttr@science.doe.gov

Folder 310984 Full Announcement-Full PDF Announcement -> DE-FOA-0001975.pdf

Packages

Agency Contact Information: Carl Hebron
Program Manager
Phone 301-903-5707
Email: sbir-sttr@science.doe.gov
Who Can Apply: Organization Applicants

Assistance Listing Number Competition ID Competition Title Opportunity Package ID Opening Date Closing Date Actions
81.049 DE-FOA-0001975 FY 2019 SBIR/STTR Phase II Release 1 PKG00246777 Dec 10, 2018 Jan 29, 2019 View

Package 1

Mandatory forms

310984 RR_SF424_2_0-2.0.pdf

310984 RR_Budget_1_4-1.4.pdf

310984 PerformanceSite_2_0-2.0.pdf

310984 RR_KeyPersonExpanded_2_0-2.0.pdf

310984 RR_OtherProjectInfo_1_4-1.4.pdf

310984 SBIR_STTR_Information_1_2-1.2.pdf

Optional forms

310984 SFLLL_1_2-1.2.pdf

310984 RR_SubawardBudget_1_4-1.4.pdf

2025-07-09T10:02:26-05:00

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