This grant, offered by the NIH Institutes and Centers, supports Early Stage Investigators (ESIs) pursuing innovative projects that represent a significant change in their research direction. It is specifically designed for basic science experimental studies involving human participants where no preliminary data exist. The aim is to understand fundamental biomedical or behavioral phenomena without immediate application towards specific processes or products. Projects should involve prospectively assigning human participants to conditions and assessing outcomes to explore basic scientific questions. While these studies meet the definition of a clinical trial, their core objective is foundational research rather than applied development. This unique opportunity allows ESIs to embark on novel research without the prerequisite of prior findings.
Opportunity ID: 329745
General Information
| Document Type: | Grants Notice |
| Funding Opportunity Number: | PAR-21-039 |
| Funding Opportunity Title: | Stephen I. Katz Early Stage Investigator Research Project Grant (R01 Basic Experimental Studies with Humans Required) |
| Opportunity Category: | Discretionary |
| Opportunity Category Explanation: | – |
| Funding Instrument Type: | Grant |
| Category of Funding Activity: | Education Environment Health Income Security and Social Services |
| Category Explanation: | – |
| Expected Number of Awards: | – |
| Assistance Listings: | 93.113 — Environmental Health |
| Cost Sharing or Matching Requirement: | No |
| Version: | Synopsis 1 |
| Posted Date: | Nov 09, 2020 |
| Last Updated Date: | Nov 09, 2020 |
| Original Closing Date for Applications: | Dec 28, 2023 |
| Current Closing Date for Applications: | Dec 28, 2023 |
| Archive Date: | Feb 02, 2024 |
| Estimated Total Program Funding: | – |
| Award Ceiling: | – |
| Award Floor: | – |
Eligibility
| Eligible Applicants: | County governments Nonprofits that do not have a 501(c)(3) status with the IRS, other than institutions of higher education Native American tribal governments (Federally recognized) Public and State controlled institutions of higher education Independent school districts Public housing authorities/Indian housing authorities Small businesses For profit organizations other than small businesses Native American tribal organizations (other than Federally recognized tribal governments) City or township governments Nonprofits having a 501(c)(3) status with the IRS, other than institutions of higher education Special district governments Private institutions of higher education Others (see text field entitled “Additional Information on Eligibility” for clarification) State governments |
| Additional Information on Eligibility: | Other Eligible Applicants include the following: Alaska Native and Native Hawaiian Serving Institutions; Asian American Native American Pacific Islander Serving Institutions (AANAPISISs); Eligible Agencies of the Federal Government; Faith-based or Community-based Organizations; Hispanic-serving Institutions; Historically Black Colleges and Universities (HBCUs); Indian/Native American Tribal Governments (Other than Federally Recognized); Regional Organizations; Tribally Controlled Colleges and Universities (TCCUs) ; U.S. Territory or Possession; Non-domestic (non-U.S.) Entities (Foreign Institutions) are not eligible to apply. Non-domestic (non-U.S.) components of U.S. Organizations are not eligible to apply. Foreign components, as defined in the NIH Grants Policy Statement, are allowed. |
Additional Information
| Agency Name: | National Institutes of Health |
| Description: | The Stephen I. Katz Early Stage Investigator Research Project Grant supports an innovative project that represents a change in research direction for an early stage investigator (ESI) and for which no preliminary data exist. Applications submitted to this Funding Opportunity Announcement (FOA) may not include preliminary data. The proposed project must be related to the programmatic interests of one or more of the participating NIH Institutes and Centers (ICs) based on their scientific missions. This Funding Opportunity Announcement is for basic science experimental studies involving humans, referred to in NOT-OD-18-212 as prospective basic science studies involving human participants. These studies fall within the NIH definition of a clinical trial and also meet the definition of basic research. Types of studies that should submit under this FOA include studies that prospectively assign human participants to conditions (i.e., experimentally manipulate independent variables) and that assess biomedical or behavioral outcomes in humans for the purpose of understanding the fundamental aspects of phenomena without specific application towards processes or products in mind. Studies conducted with specific applications toward processes or products in mind should submit under the appropriate Clinical Trial Required or Clinical Trial Not Allowed” FOA |
| Link to Additional Information: | http://grants.nih.gov/grants/guide/pa-files/PAR-21-039.html |
| Grantor Contact Information: | If you have difficulty accessing the full announcement electronically, please contact:
NIH OER Webmaster
FBOWebmaster@OD.NIH.GOV Email:FBOWebmaster@OD.NIH.GOV |
Version History
| Version | Modification Description | Updated Date |
|---|---|---|
Related Documents
Folder 329745 Full Announcement-PAR-21-039 -> PAR-21-039-Full-Announcement.pdf
Packages
| Agency Contact Information: | NIH OER Webmaster FBOWebmaster@OD.NIH.GOV Email: FBOWebmaster@OD.NIH.GOV |
| Who Can Apply: | Organization Applicants |
| Assistance Listing Number | Competition ID | Competition Title | Opportunity Package ID | Opening Date | Closing Date | Actions |
|---|---|---|---|---|---|---|
| FORMS-F | Use for due dates on or before January 24, 2022 | PKG00264028 | Dec 26, 2020 | Jan 24, 2022 | View | |
| FORMS-G | Use for due dates on or before January 24, 2023 | PKG00269788 | Oct 28, 2021 | Jan 24, 2023 | View | |
| FORMS-H | Use for due dates on or after January 25, 2023 | PKG00277728 | Nov 01, 2022 | Dec 28, 2023 | View |
Package 1
Mandatory forms
329745 RR_SF424_2_0-2.0.pdf
329745 PHS398_CoverPageSupplement_5_0-5.0.pdf
329745 RR_OtherProjectInfo_1_4-1.4.pdf
329745 PerformanceSite_2_0-2.0.pdf
329745 RR_KeyPersonExpanded_2_0-2.0.pdf
329745 PHS398_ResearchPlan_4_0-4.0.pdf
329745 PHSHumanSubjectsAndClinicalTrialsInfo_2_0-2.0.pdf
Optional forms
329745 RR_Budget_1_4-1.4.pdf
329745 RR_SubawardBudget30_1_4-1.4.pdf
329745 PHS398_ModularBudget_1_2-1.2.pdf
329745 PHS_AssignmentRequestForm_3_0-3.0.pdf
Package 2
Mandatory forms
329745 RR_SF424_5_0-5.0.pdf
329745 PHS398_CoverPageSupplement_5_0-5.0.pdf
329745 RR_OtherProjectInfo_1_4-1.4.pdf
329745 PerformanceSite_4_0-4.0.pdf
329745 RR_KeyPersonExpanded_4_0-4.0.pdf
329745 PHS398_ResearchPlan_4_0-4.0.pdf
329745 PHSHumanSubjectsAndClinicalTrialsInfo_3_0-3.0.pdf
Optional forms
329745 RR_Budget_3_0-3.0.pdf
329745 RR_SubawardBudget30_3_0-3.0.pdf
329745 PHS398_ModularBudget_1_2-1.2.pdf
329745 PHS_AssignmentRequestForm_3_0-3.0.pdf
Package 3
Mandatory forms
329745 RR_SF424_5_0-5.0.pdf
329745 PHS398_CoverPageSupplement_5_0-5.0.pdf
329745 RR_OtherProjectInfo_1_4-1.4.pdf
329745 PerformanceSite_4_0-4.0.pdf
329745 RR_KeyPersonExpanded_4_0-4.0.pdf
329745 PHS398_ResearchPlan_5_0-5.0.pdf
329745 PHSHumanSubjectsAndClinicalTrialsInfo_3_0-3.0.pdf
Optional forms
329745 RR_Budget_3_0-3.0.pdf
329745 RR_SubawardBudget30_3_0-3.0.pdf
329745 PHS398_ModularBudget_1_2-1.2.pdf
329745 PHS_AssignmentRequestForm_3_0-3.0.pdf
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