Opportunity ID: 252521

General Information

Document Type: Grants Notice
Funding Opportunity Number: ED-GRANTS-031414-001
Funding Opportunity Title: Office of Innovation and Improvement (OII): Investing In Innovation (I3) Fund: DEVELOPMENT Grants: DEVELPOMENT GRANTS PRE-APPLICATION CFDA Number 84.411P
Opportunity Category: Discretionary
Opportunity Category Explanation: CategoryExplanation
Funding Instrument Type: Cooperative Agreement
Grant
Category of Funding Activity: Education
Category Explanation: –
Expected Number of Awards: 10
Assistance Listings: 84.411 — Investing in Innovation (i3) Fund
Cost Sharing or Matching Requirement: Yes
Version: Synopsis 1
Posted Date: Mar 14, 2014
Last Updated Date: –
Original Closing Date for Applications: Apr 14, 2014 Note: In order to receive an Investing in Innovation Fund (i3) Development grant, an entity must submit a pre-application. The pre-application is intended to reduce the burden of submitting a full application for an i3 Development grant. Pre-applications will be reviewed and scored by peer reviewers using the selection criteria designated in this notice. Entities that submit a highly rated pre-application will be invited to submit a full application for a Development grant; however, any entity that submitted a pre-application may choose to submit a full application.

Dates: Pre-Applications Available: March 17, 2014.
Deadline for Notice of Intent to Submit Pre-Application: April 3, 2014. We will be able to develop a more efficient process for reviewing
grant applications if we know the approximate number of applicants that intend to apply for funding under this competition. Therefore, the Secretary strongly encourages each potential applicant to notify us of the applicant’s intent to submit an application by completing a web-based form. When completing this form, applicants will provide (1) the applicant organization’s name and address and (2) the one absolute priority the applicant intends to address. Applicants may access this form online at http://go.usa.gov/BvuQ. Applicants that do not complete this form may still submit an application.
Deadline for Transmittal of Pre-Applications: April 14, 2014. Informational Meetings: The i3 program intends to hold webinars designed to provide technical assistance to interested applicants for all three types of grants. Detailed information regarding these meetings will be provided on the i3 Web site at http://www2.ed.gov/programs/innovation/index.html.
Full Applications Available: If you are invited to submit a full application for a Development grant, we will transmit the full application package and instructions using the contact information you provide to us in your pre-application. Other pre-applicants who choose to submit a full application may access these items on the i3 Web site at http://www2.ed.gov/programs/innovation/index.html. Deadline for Transmittal of Full Applications: Entities that submit a highly rated pre-application, as scored by peer reviewers and as identified by the Department, will be invited to submit a full application for a Development grant. Other pre-applicants may choose to submit a full application. The Department will announce on its Web site the deadline date for transmission of full applications and will also communicate this deadline to applicants in the full application package and instructions.

Current Closing Date for Applications: Apr 14, 2014 Note: In order to receive an Investing in Innovation Fund (i3) Development grant, an entity must submit a pre-application. The pre-application is intended to reduce the burden of submitting a full application for an i3 Development grant. Pre-applications will be reviewed and scored by peer reviewers using the selection criteria designated in this notice. Entities that submit a highly rated pre-application will be invited to submit a full application for a Development grant; however, any entity that submitted a pre-application may choose to submit a full application.

Dates: Pre-Applications Available: March 17, 2014.
Deadline for Notice of Intent to Submit Pre-Application: April 3, 2014. We will be able to develop a more efficient process for reviewing
grant applications if we know the approximate number of applicants that intend to apply for funding under this competition. Therefore, the Secretary strongly encourages each potential applicant to notify us of the applicant’s intent to submit an application by completing a web-based form. When completing this form, applicants will provide (1) the applicant organization’s name and address and (2) the one absolute priority the applicant intends to address. Applicants may access this form online at http://go.usa.gov/BvuQ. Applicants that do not complete this form may still submit an application.
Deadline for Transmittal of Pre-Applications: April 14, 2014. Informational Meetings: The i3 program intends to hold webinars designed to provide technical assistance to interested applicants for all three types of grants. Detailed information regarding these meetings will be provided on the i3 Web site at http://www2.ed.gov/programs/innovation/index.html.
Full Applications Available: If you are invited to submit a full application for a Development grant, we will transmit the full application package and instructions using the contact information you provide to us in your pre-application. Other pre-applicants who choose to submit a full application may access these items on the i3 Web site at http://www2.ed.gov/programs/innovation/index.html. Deadline for Transmittal of Full Applications: Entities that submit a highly rated pre-application, as scored by peer reviewers and as identified by the Department, will be invited to submit a full application for a Development grant. Other pre-applicants may choose to submit a full application. The Department will announce on its Web site the deadline date for transmission of full applications and will also communicate this deadline to applicants in the full application package and instructions.

Archive Date: May 14, 2014
Estimated Total Program Funding: $134,800,000
Award Ceiling: –
Award Floor: –

Eligibility

Eligible Applicants: Others (see text field entitled “Additional Information on Eligibility” for clarification)
Additional Information on Eligibility: 1. Innovations that Improve Achievement for High-Need Students: All grantees must implement practices that are designed to improve student achievement (as defined in this notice) or student growth (as defined in this notice), close achievement gaps, decrease dropout rates, increase high school graduation rates (as defined in this notice), or increase college enrollment and completion rates for high-need students (as defined in this notice).
2. Innovations that Serve Kindergarten-through-Grade-12 (K-12) Students: All grantees must implement practices that serve students who are in grades K-12 at some point during the funding period. To meet this requirement, projects that serve early learners (i.e., infants, toddlers, or preschoolers) must provide services or supports that extend into kindergarten or later years, and projects that serve postsecondary students must provide services or supports during the secondary grades or earlier.
3. Eligible Applicants: Entities eligible to apply for i3 grants include either of the following:
(a) An LEA.
(b) A partnership between a nonprofit organization and–
(1) One or more LEAs; or
(2) A consortium of schools.
Statutory Eligibility Requirements: Except as specifically set forth in the Note about Eligibility for an Eligible Applicant that Includes a Nonprofit Organization that follows, to be eligible for an award, an eligible applicant must–
(a)(1) Have significantly closed the achievement gaps between groups of students described in section 1111(b)(2) of the ESEA (economically disadvantaged students, students from major racial and ethnic groups, students with limited English proficiency, students with disabilities); or
(2) Have demonstrated success in significantly increasing student academic achievement for all groups of students described in that section;
(b) Have made significant improvements in other areas, such as high school graduation rates (as defined in this notice) or increased recruitment and placement of high-quality teachers and principals, as demonstrated with meaningful data;
(c) Demonstrate that it has established one or more partnerships with the private sector, which may include philanthropic organizations, and that organizations in the private sector will provide matching funds in order to help bring results to scale; and
(d) In the case of an eligible applicant that includes a nonprofit organization, provide in the application the names of the LEAs with which the nonprofit organization will partner, or the names of the schools in the consortium with which it will partner. If an eligible applicant that includes a nonprofit organization intends to partner with additional LEAs or schools that are not named in the application, it must describe in the application the demographic and other characteristics of these LEAs and schools and the process it will use to select them.

Additional Information

Agency Name: Department of Education
Description: Note: Each funding opportunity description is a synopsis of information in the Federal Register application notice. For specific information about eligibility, please see the official application notice. The official version of this document is the document published in the Federal Register. Free Internet access to the official edition of the Federal Register and the Code of Federal Regulations is available on GPO Access at: http://www.access.gpo.gov/nara/index.html. Please review the official application notice for pre-application and application requirements, application submission information, performance measures, priorities and program contact information.

Note: In order to receive an Investing in Innovation Fund (i3) Development grant, an entity must submit a pre-application. The pre-
application is intended to reduce the burden of submitting a full application for an i3 Development grant. Pre-applications will be
reviewed and scored by peer reviewers using the selection criteria designated in this notice. Entities that submit a highly rated pre-
application will be invited to submit a full application for a Development grant; however, any entity that submitted a pre-application may choose to submit a full application.

Full Applications Available: If you are invited to submit a full application for a Development grant, we will transmit the full
application package and instructions using the contact information you provide to us in your pre-application. Other pre-applicants who choose
to submit a full application may access these items on the i3 Web site at http://www2.ed.gov/programs/innovation/index.html.

Purpose of Program: The Investing in Innovation Fund (i3), established under section 14007 of the American Recovery and Reinvestment Act of 2009 (ARRA), provides funding to support (1) local
educational agencies (LEAs), and (2) nonprofit organizations in partnership with (a) one or more LEAs or (b) a consortium of schools.
The i3 program is designed to generate and validate solutions to persistent educational challenges and to support the expansion of
effective solutions to serve substantially larger numbers of students.
The central design element of the i3 program is its multi-tier structure that links the amount of funding that an applicant may receive to the quality of the evidence supporting the efficacy of the proposed project. Applicants proposing practices supported by limited evidence can receive relatively small grants that support the development and initial evaluation of promising practices and help to identify new solutions to pressing challenges; applicants proposing practices supported by evidence from rigorous evaluations, such as large randomized controlled trials, can receive sizable grants to support expansion across the country. This structure provides incentives for applicants to build evidence of effectiveness of their proposed projects and to address the barriers to serving more students across schools, districts, and States so that applicants can compete for more sizeable grants.
As importantly, all i3 projects are required to generate additional evidence of effectiveness. All i3 grantees must use part of their budgets to conduct independent evaluations (as defined in this notice) of their projects. This ensures that projects funded under the i3 program contribute significantly to improving the information available to practitioners and policymakers about which practices work, for which types of students, and in what contexts.

Catalog of Federal Domestic Assistance (CFDA) Numbers: 84.411P (Development grants Pre-Application). 84.411C (Development grants Full Application).

Applications (both pre- and full applications) for Development grants under the i3 program, CFDA Number 84.411P (pre-applications) and CFDA Number 84.411C (full applications), must be submitted electronically using the Governmentwide Grants.gov Apply site at www.Grants.gov. Through this site, you will be able to download a copy of the application package, complete it offline, and then upload and submit your application. You may not email an electronic copy of a grant application to us.
You may access the electronic grant application for the i3 program at www.Grants.gov. You must search for the downloadable application package for this program this competition by the CFDA number. Do not include the CFDA number’s alpha suffix in your search (e.g., search for 84.411, not 84.411P or 84.411C).
Link to Additional Information: Office of Innovation and Improvement (OII): Investing In Innovation (I3) Fund: DEVELOPMENT Grants: DEVELPOMENT GRANTS PRE-APPLICATION CFDA Number 84.411P; Notice inviting applications for new awards for fiscal year (FY) 2014
Grantor Contact Information: If you have difficulty accessing the full announcement electronically, please contact:

Julius Cotton

ED Grants.gov FIND Systems Admin.

Phone 202-245-6288

EducationGrantInquiries@ed.gov

Program Manager:

Kelly Terpak

U.S. Department of Education

400 Maryland Avenue SW., Room 4W111

Washington, DC 20202-5930.

Telephone: (202) 453-7122. FAX: (202) 205-5631 or by email: i3@ed.gov.
Email:i3@ed.gov

Version History

Version Modification Description Updated Date

Folder 252521 Full Announcement-1 -> 2014-05706.pdf

Packages

Agency Contact Information: Julius Cotton
ED Grants.gov FIND Systems Admin.
Phone 202-245-6288
EducationGrantInquiries@ed.gov
Program Manager:
Kelly Terpak
U.S. Department of Education
400 Maryland Avenue SW., Room 4W111
Washington, DC 20202-5930.
Telephone: (202) 453-7122. FAX: (202) 205-5631 or by email: i3@ed.gov.
Email: i3@ed.gov
Who Can Apply: Organization Applicants

Assistance Listing Number Competition ID Competition Title Opportunity Package ID Opening Date Closing Date Actions
84.411 84-411P2014-1 Investing In Innovation (i3) Fund Development Pre-Application (84.411P) PKG00193979 Mar 14, 2014 Apr 14, 2014 View

Package 1

Mandatory forms

252521 SF424_2_1-2.1.pdf

252521 ED_524_Budget_1_2-1.2.pdf

252521 SF424B-1.1.pdf

252521 GG_LobbyingForm-1.1.pdf

252521 ED_GEPA427-1.1.pdf

252521 ED_SF424_Supplement_1_2-1.2.pdf

252521 ED_Abstract-1.1.pdf

252521 Project-1.1.pdf

252521 Budget-1.1.pdf

252521 Other-1.1.pdf

2025-07-09T09:52:48-05:00

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